FIN-00-044


Risk Management, Capital Structure and Capital Budgeting in Financial Institutions

September 27, 2000

A. Sinan Cebenoyan and Philip E. Strahan

ABSTRACT
We test how active management of bank credit risk exposure affects capital structure, capital budgeting and profits. We find that banks that rebalance their C&I loan portfolio exposures by both buying and selling loans hold less capital and lower levels of liquid assets than other banks; they also lend more to businesses, both as a percentage of total assets and as a percentage of their overall lending, and they enjoy higher profits. The results hold controlling for bank size and holding company affiliation and are robust over time. We conclude that increasingly sophisticated risk management practices in banking are likely to improve the availability of bank credit.

Subject: Banking
Classification: Empirical

A. Sinan Cebenoyan
Institution: Stern School of Business, New York University
Email: acebenoy@stern.nyu.edu
Telephone: (212) 998-0426
Homepage: http://www.stern.nyu.edu/~acebenoy/

Philip E. Strahan
Institution: Federal Reserve Bank of New York and Sloan School of Management
Email: pstrahan@mit.edu

To download a copy of this paper click here

To request a copy of this paper click here

The Finance Department Working Paper Series has been generously sponsored by
CDC Asset Management - Americas