FIN-99-011


Common Factors in Prices, Order Flows and Liquidity

December 31, 1998

Joel Hasbrouck, Duane J. Seppi

ABSTRACT
How important are cross-stock common factors in the price discovery/liquidity provision process in equity markets? We investigate two aspects of this question for the thirty Dow stocks. First, using principal components and canonical correlation analyses we find that both returns and order flows are characterized by common factors. Commonality in the order flows explains roughly half of the commonality in returns. Second, we examine variation and common covariation in various liquidity proxies and market depth (trade impact) coefficients. Liquidity proxies such as the bid-ask spread and bid-ask quote sizes exhibit time variation which helps explain time variation in trade impacts. The common factors in these liquidity proxies are relatively small, however.

Category: "Market Microstructure"

Hasbrouck: (212) 998-0310 jhasbrou@stern.nyu.edu

Seppi: (412) 268-2298 ds64@andrew.cmu.edu

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