Press Releases
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Increase in SEC Actions against Public Company–Related Defendants Outpaces Growth in Overall Enforcement Actions
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U.S. Securities and Exchange Commission (SEC) actions against public companies or their subsidiaries (public company–related defendants) outpaced the overall growth in enforcements over the last four fiscal years. SEC actions targeting these defendants in FY 2016 increased 130 percent from FY 2013, compared to a 61 percent increase in all independent or stand-alone enforcement actions.
Press Releases
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U.S. Securities and Exchange Commission (SEC) actions against public companies or their subsidiaries (public company–related defendants) outpaced the overall growth in enforcements over the last four fiscal years. SEC actions targeting these defendants in FY 2016 increased 130 percent from FY 2013, compared to a 61 percent increase in all independent or stand-alone enforcement actions.