Compliance and Risk Management

As members of the University community, we are individually responsible for compliance with the regulations and policies that apply to our substantive areas of responsibility. At an institutional level, the University has compliance obligations in addition to ensuring that individual compliance obligations are met. While substantive responsibility for compliance is decentralized, the Office of Compliance and Risk Management centrally develops, coordinates, implements and manages the NYU Compliance Program. In addition, the Office has substantive responsibility for the following areas: import and export compliance, conflicts of interest, concerns and complaints about noncompliance with the Code of Ethical Conduct and other University policies, investigations into violations of University policies and compliance complaints, and the compliance reporting line.

More informatinn on NYU's Compliance and Risk Managmenet Program can be found on the school website.